Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Vladimir KondurJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2016
David A. FreckletonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2016
Nicholas Anrep BeilfussJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2016
Judith Kerbow WallaceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2016
Anibal A MiatelloJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2016
William Martin MerriganJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2016
Farhang AziziJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2016
Nona AgboJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2016
Michael Frederick SpooJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2016
Brittany Lee FriarJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-23-2016
Michael Brandon BordersJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1106-24-2016
Jonathan Mark SmithJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2016
Brian W. ClarkJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2016
James E LeggJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2016
Jonathon Thomas KrempaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2016
Sylvan Jonathan GarfunkelJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2016
Jamal NiaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2016
Nadeem AlamJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2016
Antonio Sebastian DispensaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2016
Jerry KhamnivongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2016
Jeffrey Thomas NagleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2016
Bryan Jesse GranjaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2016
Hercules V. RosarioJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2016
Gennadiy YankivJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2016
Edgardo Luis Ortiz-FloresJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2016
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Showing 101 to 125 of 258 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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