Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adelle Ramos TanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2016
Omar D. GomezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2016
Lawrence Ben MartinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2016
Benito Canales IIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2016
Jeffrey B. NgoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-23-2016
Stephens McVeaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2016
Corey O'Neil RichardsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-21-2016
Sean Patrick ManningJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Ben Parker ParkerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-07-2017
Mitchell Adam DoughertyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2017
Devin Garrett RobinsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-31-2017
Clifford Allen Ely Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2017
Vincent Maimboti DhliwayoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2017
Jeremy Wayne GinnJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2017
Jessica L. PriceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2017
Mark Lawrence TunkelJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2017
Douglas Joseph PriceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2017
Rosanna ChapaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2017
Brandon J. HodgesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2017
Matthew James OliksowyczJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2017
Amy VoongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-21-2017
Constantina Marie CoxJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2017
Julio TudonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-16-2017
Mark AlfordJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2017
George David Nader IVJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2017
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Showing 126 to 150 of 258 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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