Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark William Mcconnell IiiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Brad Aaron ThompsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-13-2009
Bin K NguyenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Leslie S GunawanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2010
Benjamin Andrew RabinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2012
Bonnie A KaramalegosJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2012
Ryan Lane IngramJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-31-2013
Tristin RedmonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-31-2013
Michael Flores JrJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2013
John P BunchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-15-2013
Robert A MajorJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2013
Robert Gunter LoweJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2013
William Evan PittmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2014
Michael LoveJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2015
Timothy MaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2015
Thomas Franklin Parrish IIIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2016
Judith Kerbow WallaceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2016
Andrew Corey StansellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2016
Neal M GarrattJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2016
Melissa Kay NelsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2016
Gennadiy YankivJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2016
Lawrence Ben MartinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2016
Julian Jonathan KiddJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2016
Clifford Allen Ely JrJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2017
Seif Hani Mohamed IbrahimJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2017
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.