Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brad Aaron ThompsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-13-2009
Bin K Khac NguyenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1002-13-2009
Mark William McConnell IIIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Leslie S. GunawanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2010
Benjamin Andrew RabinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2012
Bonnie A. KaramalegosJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2012
Tristin RedmonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-31-2013
Ryan Lane IngramJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2013
John P. BunchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2013
Robert A. MajorJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2013
Robert Gunter LoweJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2013
Michael LoveJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2015
Judith Kerbow WallaceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2016
Anibal A MiatelloJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2016
Jonathan Mark SmithJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2016
Gennadiy YankivJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2016
Lawrence Ben MartinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2016
Clifford Allen Ely Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2017
Jeremy Wayne GinnJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2017
Rosanna ChapaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2017
Julio TudonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-16-2017
Matthew W. SmithJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2018
Thomas Scott HolsteadJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,13501-12-2018
Robert Locke StantonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2018
Didine Marilyn ErskineJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2018
Next Page »

Showing 1 to 25 of 34 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.