Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey KimJ.P. Morgan Securities LLCMorgan Stanley07-19-2019
Lauri Diane MeizlerJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Yousaf ZamanudinJ.P. Morgan Securities LLCMorgan Stanley06-24-2019
Anu Kumar SharmaJ.P. Morgan Securities LLCMorgan Stanley06-07-2019
Sean DixonJ.P. Morgan Securities LLCMorgan Stanley01-08-2019
Kerry J. ChamberlinJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Daniel Frederick EbertJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Salman AsifJ.P. Morgan Securities LLCMorgan Stanley10-03-2018
Raquel Fernanda Pazmino-CoffJ.P. Morgan Securities LLCMorgan Stanley09-25-2018
Marcus Paul SmithJ.P. Morgan Securities LLCMorgan Stanley09-12-2018
Kevin K. PashaJ.P. Morgan Securities LLCMorgan Stanley07-30-2018
Heather Lee FuhrJ.P. Morgan Securities LLCMorgan Stanley$1,00007-10-2018
Patrick M MurphyJ.P. Morgan Securities LLCMorgan Stanley$2506-20-2018
Tad Charles RaudmanJ.P. Morgan Securities LLCMorgan Stanley06-04-2018
Alejandro Javier RodriguezJ.P. Morgan Securities LLCMorgan Stanley06-01-2018
Hugh Michael ReillyJ.P. Morgan Securities LLCMorgan Stanley$10005-18-2018
Christopher Robert RedfernJ.P. Morgan Securities LLCMorgan Stanley$5002-01-2018
Melinda Gabrielle CloobeckJ.P. Morgan Securities LLCMorgan Stanley$1,00001-26-2018
John William SlatteryJ.P. Morgan Securities LLCMorgan Stanley$50001-26-2018
Alyssa W NorceJ.P. Morgan Securities LLCMorgan Stanley$10001-10-2018
Irene KhaneJ.P. Morgan Securities LLCMorgan Stanley12-11-2017
James F MurphyJ.P. Morgan Securities LLCMorgan Stanley12-04-2017
Frank C A BottaJ.P. Morgan Securities LLCMorgan Stanley$18311-02-2017
Stephen MalfitanoJ.P. Morgan Securities LLCMorgan Stanley$10011-02-2017
Michael Robert CoyneJ.P. Morgan Securities LLCMorgan Stanley$10011-02-2017
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Showing 1 to 25 of 113 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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