Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vasyl ShelJ.P. Morgan Securities LLCNYLIFE Securities LLC03-21-2018
Brian Christopher ConnollyJ.P. Morgan Securities LLCNYLIFE Securities LLC10-24-2017
Christine L. BarronJ.P. Morgan Securities LLCNYLIFE Securities LLC08-17-2017
Richard Escay AscalonJ.P. Morgan Securities LLCNYLIFE Securities LLC$1011-07-2016
Ricky R. DiazJ.P. Morgan Securities LLCNYLIFE Securities LLC10-28-2016
Michael Dennis GalantJ.P. Morgan Securities LLCNYLIFE Securities LLC09-20-2016
Fatima Malgapo MolinaJ.P. Morgan Securities LLCNYLIFE Securities LLC11-27-2015
Richard Joseph Nappi Jr.J.P. Morgan Securities LLCNYLIFE Securities LLC11-12-2015
Harris ChanJ.P. Morgan Securities LLCNYLIFE Securities LLC09-02-2015
Brian Manuel RiveraJ.P. Morgan Securities LLCNYLIFE Securities LLC08-21-2015
Joseph Richard LamuraJ.P. Morgan Securities LLCNYLIFE Securities LLC07-25-2015
Homer Orlando Ramirez Jr.J.P. Morgan Securities LLCNYLIFE Securities LLC06-25-2015
Richard Louis BudelmanJ.P. Morgan Securities LLCNYLIFE Securities LLC12-18-2014
John R. DobayJ.P. Morgan Securities LLCNYLIFE Securities LLC07-24-2014
Edward Herbert BrooksJ.P. Morgan Securities LLCNYLIFE Securities LLC05-21-2014
Jeffrey Alan PatrickJ.P. Morgan Securities LLCNYLIFE Securities LLC02-28-2014
Michael Paul SchneiderJ.P. Morgan Securities LLCNYLIFE Securities LLC02-07-2014
Matthew Robert LampeJ.P. Morgan Securities LLCNYLIFE Securities LLC09-03-2013
Richard Charles GnauJ.P. Morgan Securities LLCNYLIFE Securities LLC07-29-2013
Amelia Sterling MorganJ.P. Morgan Securities LLCNYLIFE Securities LLC03-21-2013

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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