Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Isaac Jourdain QuintanillaJ.P. Morgan Securities LLCNYLIFE Securities LLC12-13-2019
Staci Lynn BonduraJ.P. Morgan Securities LLCNYLIFE Securities LLC$25009-24-2019
Marcia MacneillJ.P. Morgan Securities LLCNYLIFE Securities LLC09-21-2019
Adolio Romeo Garcia IIIJ.P. Morgan Securities LLCNYLIFE Securities LLC08-13-2019
Nikolas Christian RefanidisJ.P. Morgan Securities LLCNYLIFE Securities LLC08-02-2019
Matthew Coudon MccluskeyJ.P. Morgan Securities LLCNYLIFE Securities LLC02-12-2019
Garica Brown Brown CremeansJ.P. Morgan Securities LLCNYLIFE Securities LLC02-04-2019
Shaun Marshall TaylorJ.P. Morgan Securities LLCNYLIFE Securities LLC01-09-2019
Brandon Joseph HebertJ.P. Morgan Securities LLCNYLIFE Securities LLC10-24-2018
Yvonne Parnell WynterJ.P. Morgan Securities LLCNYLIFE Securities LLC09-26-2018
Albert VenturaJ.P. Morgan Securities LLCNYLIFE Securities LLC07-17-2018
Vasyl ShelJ.P. Morgan Securities LLCNYLIFE Securities LLC03-21-2018
Christopher Joseph SimchoJ.P. Morgan Securities LLCNYLIFE Securities LLC11-21-2017
Brian Christopher ConnollyJ.P. Morgan Securities LLCNYLIFE Securities LLC10-24-2017
Christine L. BarronJ.P. Morgan Securities LLCNYLIFE Securities LLC08-17-2017
Veena J NaikJ.P. Morgan Securities LLCNYLIFE Securities LLC07-14-2017
Lindsay Marie WalkerJ.P. Morgan Securities LLCNYLIFE Securities LLC$10005-10-2017
Florence BleichJ.P. Morgan Securities LLCNYLIFE Securities LLC03-21-2017
Qurat AnneJ.P. Morgan Securities LLCNYLIFE Securities LLC02-27-2017
Kenneth Gabriel ZoneJ.P. Morgan Securities LLCNYLIFE Securities LLC11-22-2016
Richard Escay AscalonJ.P. Morgan Securities LLCNYLIFE Securities LLC$10011-07-2016
Ricky R. DiazJ.P. Morgan Securities LLCNYLIFE Securities LLC10-28-2016
Christopher Jesus RiofrioJ.P. Morgan Securities LLCNYLIFE Securities LLC09-21-2016
Michael Dennis GalantJ.P. Morgan Securities LLCNYLIFE Securities LLC09-20-2016
Walter James Holston Jr.J.P. Morgan Securities LLCNYLIFE Securities LLC07-08-2016
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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