Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joe Michael ColasantiJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC12-02-2013
Andrea Czech BrownJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC11-03-2014
Joshua Michael MillerJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC$15002-13-2015
Anthony Joseph CharlesJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-12-2015
Mabel RamirezJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC03-14-2016
Miranda L TorresJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC08-02-2016
Aaron Lee WeissJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC$2508-16-2016
Bruce J Lutomski IIJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC09-09-2016
Victoria Lynn GrahamJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC$5012-08-2016
Ryan Francis Xavier KeenanJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-20-2017
Abel Benjamin FitchJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-03-2018
Sean YoungJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-10-2018
Heath MendozaJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC03-26-2018
James BarrettJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-15-2018
Teresa Ann HartJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC07-17-2018
Christopher Raymond OttuschJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC08-24-2018
Irene Martinez-AudetJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-05-2018
Patrick E RossJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-25-2018
Johnathan Robert SchwickrathJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-29-2018
Travis Michael NeumannJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC11-07-2018
Michael Jason TorresJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC12-18-2018
Mandell A SmithJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-03-2019
Maya BensenJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-07-2019
Alisa Alexander StathamJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-23-2019
Jose Manuel Mon CastilloJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC02-27-2019
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.