Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kerry J. KerchJ.P. Morgan Securities LLCPNC Investments12-10-2012
Paul Joseph ElliottJ.P. Morgan Securities LLCPNC Investments01-07-2013
Eric Stephen RatliffJ.P. Morgan Securities LLCPNC Investments02-15-2013
Nicole CordonnierJ.P. Morgan Securities LLCPNC Investments04-01-2013
Renee Denise MaroneJ.P. Morgan Securities LLCPNC Investments04-08-2013
Todd Kevin MaroneJ.P. Morgan Securities LLCPNC Investments$1004-23-2013
Thomas Michael BirkleyJ.P. Morgan Securities LLCPNC Investments04-29-2013
Myah Moore IrickJ.P. Morgan Securities LLCPNC Investments05-29-2013
Brian Nolan BestJ.P. Morgan Securities LLCPNC Investments$5008-05-2013
Kimberly Ann O'GormanJ.P. Morgan Securities LLCPNC Investments09-17-2013
Juan Pedro FreitasJ.P. Morgan Securities LLCPNC Investments10-02-2013
Robert A SantelloJ.P. Morgan Securities LLCPNC Investments$5010-07-2013
Scott M UlmerJ.P. Morgan Securities LLCPNC Investments11-25-2013
Jeremy S. FareJ.P. Morgan Securities LLCPNC Investments01-08-2014
Sean Arlington KienzleJ.P. Morgan Securities LLCPNC Investments09-23-2014
Edward William GuerinJ.P. Morgan Securities LLCPNC Investments10-02-2014
Kathleen Diane LightJ.P. Morgan Securities LLCPNC Investments11-07-2014
Anthony Frank TuzzolinoJ.P. Morgan Securities LLCPNC Investments11-19-2014
Teresa Scott Green-DelvizisJ.P. Morgan Securities LLCPNC Investments02-09-2015
Michael Edward VitaleJ.P. Morgan Securities LLCPNC Investments03-06-2015
Daniel Omar LedesmaJ.P. Morgan Securities LLCPNC Investments05-28-2015
Nina Anne GiresiJ.P. Morgan Securities LLCPNC Investments06-23-2015
Matthew P ThomasJ.P. Morgan Securities LLCPNC Investments10-16-2015
Chad E. AdamsJ.P. Morgan Securities LLCPNC Investments02-04-2016
Alexia Paroz YoungJ.P. Morgan Securities LLCPNC Investments03-29-2016
Next Page »

Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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