Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel John BrauerJ.P. Morgan Securities LLCUBS Financial Services Inc.07-12-2019
Larry Albert XhamaJ.P. Morgan Securities LLCUBS Financial Services Inc.06-14-2019
Christopher Lewis CastellawJ.P. Morgan Securities LLCUBS Financial Services Inc.$25102-01-2019
John Philip CallimanisJ.P. Morgan Securities LLCUBS Financial Services Inc.$15001-18-2019
Vivek MahajanJ.P. Morgan Securities LLCUBS Financial Services Inc.$10001-18-2019
Renee Ann MilyioriJ.P. Morgan Securities LLCUBS Financial Services Inc.$5011-29-2018
Joseph Nicholas MarroccoJ.P. Morgan Securities LLCUBS Financial Services Inc.$1,00006-01-2018
Kurt F SylviaJ.P. Morgan Securities LLCUBS Financial Services Inc.$1,02011-30-2017
Nathan Donald KruegerJ.P. Morgan Securities LLCUBS Financial Services Inc.$5011-30-2017
Samuel RamliJ.P. Morgan Securities LLCUBS Financial Services Inc.11-09-2017
Gregory Scott KanterJ.P. Morgan Securities LLCUBS Financial Services Inc.08-14-2017
Carl Jason PestelosJ.P. Morgan Securities LLCUBS Financial Services Inc.$1805-03-2017
Martin J. KrausJ.P. Morgan Securities LLCUBS Financial Services Inc.03-30-2016
Stephen Russell HansenJ.P. Morgan Securities LLCUBS Financial Services Inc.$5008-04-2015
Kathleen Anne Wray BazazJ.P. Morgan Securities LLCUBS Financial Services Inc.06-10-2015
Robert Allen WoolfJ.P. Morgan Securities LLCUBS Financial Services Inc.12-12-2014
Bradley James GrabowyJ.P. Morgan Securities LLCUBS Financial Services Inc.11-17-2014
Dimitri Norman GlavasJ.P. Morgan Securities LLCUBS Financial Services Inc.$5009-30-2014
Suzette Lauretta AliJ.P. Morgan Securities LLCUBS Financial Services Inc.09-18-2014
Steven KimJ.P. Morgan Securities LLCUBS Financial Services Inc.08-14-2014
Eric Matthew ShippyJ.P. Morgan Securities LLCUBS Financial Services Inc.06-13-2014
Eric LoJ.P. Morgan Securities LLCUBS Financial Services Inc.03-24-2014
Thomas FrothinghamJ.P. Morgan Securities LLCUBS Financial Services Inc.01-31-2014
Roland Sims PritchettJ.P. Morgan Securities LLCUBS Financial Services Inc.11-08-2013
Edwin Everett PuriJ.P. Morgan Securities LLCUBS Financial Services Inc.08-02-2013
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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