Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Anthony Daly Jr.J.P. Morgan Securities LLCUBS Financial Services Inc.$15003-09-2009
Jenny ChuJ.P. Morgan Securities LLCUBS Financial Services Inc.03-17-2009
John Richard CampbellJ.P. Morgan Securities LLCUBS Financial Services Inc.$2503-20-2009
Maurice StorchJ.P. Morgan Securities LLCUBS Financial Services Inc.03-20-2009
Mark Eugene MattinglyJ.P. Morgan Securities LLCUBS Financial Services Inc.03-20-2009
Craige Marcello BerteroJ.P. Morgan Securities LLCUBS Financial Services Inc.$2503-31-2009
Daniel Paul DamondJ.P. Morgan Securities LLCUBS Financial Services Inc.03-31-2009
Gerard Edward HeymannJ.P. Morgan Securities LLCUBS Financial Services Inc.$15005-21-2009
Karl Austin PettijohnJ.P. Morgan Securities LLCUBS Financial Services Inc.$10006-12-2009
Mark DecunhaJ.P. Morgan Securities LLCUBS Financial Services Inc.$10006-12-2009
Patty Kelley ScottJ.P. Morgan Securities LLCUBS Financial Services Inc.$5007-21-2009
Stephen Lee FeinsteinJ.P. Morgan Securities LLCUBS Financial Services Inc.09-08-2009
Scott Harris RoseJ.P. Morgan Securities LLCUBS Financial Services Inc.10-16-2009
Joseph Mark HubbellJ.P. Morgan Securities LLCUBS Financial Services Inc.$103-12-2010
Thomas Patrick CollinsJ.P. Morgan Securities LLCUBS Financial Services Inc.$15004-23-2010
Warren Lief RaumJ.P. Morgan Securities LLCUBS Financial Services Inc.$5005-28-2010
Barry TuckerJ.P. Morgan Securities LLCUBS Financial Services Inc.06-11-2010
Gregory Devereaux StewartJ.P. Morgan Securities LLCUBS Financial Services Inc.$15006-11-2010
Bruce Kent LyleJ.P. Morgan Securities LLCUBS Financial Services Inc.01-14-2011
Brian Grinnell JenkinsJ.P. Morgan Securities LLCUBS Financial Services Inc.$15004-20-2011
Kara Grady BoudreauJ.P. Morgan Securities LLCUBS Financial Services Inc.02-17-2012
Brett Mitchel HeyderJ.P. Morgan Securities LLCUBS Financial Services Inc.11-13-2012
Brandon Michael LoveJ.P. Morgan Securities LLCUBS Financial Services Inc.$2511-14-2012
Angelena T. MascilliJ.P. Morgan Securities LLCUBS Financial Services Inc.11-27-2012
Elvia Francesca MacriJ.P. Morgan Securities LLCUBS Financial Services Inc.05-15-2013
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.