Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kasandra V. SchindlerJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-09-2009
Edwin Richard Voeller Jr.J.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-29-2012
Paul D. HoangJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-29-2012
Lynn Diane WinstonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-15-2013
Sonia ZacharyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-11-2013
Raymond Anthony DestasioJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$10002-15-2013
Victoria Wightman PierceJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-15-2013
Raheel HussainJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-25-2013
Ralitsa V DelgadoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-18-2013
Paul Kien SanJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-31-2013
Tuong-Vy N. TranJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-19-2013
Lana Kay MacrumJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-27-2013
Marc Frank FerroJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-02-2013
Eduardo Roberto Gonzalez Jr.J.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-08-2013
David Charles TreffryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-10-2013
Dal W Wayne BurrousJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-22-2013
William MarshallJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-16-2013
Caroline Marie BarreraJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-08-2013
David M. PittsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-05-2013
Steven FriedJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5012-09-2013
Christina Ann LipariJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-16-2013
Matthew James SidgwickJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-22-2014
Jeremy M EvensJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-10-2014
Jonathan T. ChanJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-29-2014
Craig Joseph SteuryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-30-2014
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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