Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Demetrius PolkJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-14-2016
Aaron Michael JohnsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-19-2019
Aaron Reid FosburgJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-04-2013
Adam A KetterlingJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-02-2019
Adam S. KimoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-14-2017
Adam Samuel MaceJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-27-2018
Adam Scott HutchisonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-11-2018
Adriano SchultzJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-11-2017
Aimee Poovi Nadjoa Lolo GrantJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-10-2016
Albert Anthony CepedaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-18-2018
Alejandro BarriosJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-05-2018
Alexander Charles KanegaiJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-24-2016
Alice MarinaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-01-2017
Allison Marie Harter-OckwoodJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$15010-27-2016
Amanda Joy BrooksJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-06-2017
Amin GhaneiJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-29-2016
Amir Ali GhassemzadehJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-16-2017
Amy Lanette AguilarJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-26-2016
Anay Kumar SrivastavaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-12-2019
Andrea StackJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-04-2019
Andres SalazarJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-05-2018
Andrew J. CushnieJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-30-2016
Andrew Thomas HenryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-21-2019
Angel Vargas AguilarJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-17-2015
Anh Phuong Thi TranJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-17-2018
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Showing 1 to 25 of 367 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.