Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Junaid Ahmad MirzaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2020
James R. WallaceJ.P. Morgan Securities LLCNortheast Planning Associates, Inc.02-18-2020
Jennifer Lynn McCallianJ.P. Morgan Securities LLCVanguard Marketing Corporation01-28-2020
Susan MatternJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.01-17-2020
Michele Denise HopsonJ.P. Morgan Securities LLCNYLIFE Securities LLC01-16-2020
Jorge R. CardenasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2020
Keli Jo HauseJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-18-2019
Fanar NissanJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.12-03-2019
Alicia Cassar RiddleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2019
Trevor Lee HeyingJ.P. Morgan Securities LLCUSAA Investment Management Company11-20-2019
Daniel CaraveoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2019
Holly Lynn WillsJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC10-03-2019
Kashmira QureshiJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC10-01-2019
Joshua Matthew PrestonJ.P. Morgan Securities LLCUSAA Financial Advisors, Inc.09-06-2019
Walter H. MegoJ.P. Morgan Securities LLCUSAA Investment Management Company08-27-2019
Tanner R WelchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2019
Keith Richard HuebnerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Scott HuttoJ.P. Morgan Securities LLCTD Ameritrade, Inc.05-28-2019
Krista Ashley McConnellJ.P. Morgan Securities LLCADP Broker-Dealer, Inc.05-24-2019
Xanadu Jean Lillian CarterJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2019
Tyler Joseph KustJ.P. Morgan Securities LLCEdward Jones04-01-2019
Jose Armando NoriegaJ.P. Morgan Securities LLCVanguard Marketing Corporation03-19-2019
Victoria MatusJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-01-2019
Karlyn Deborah LyonsJ.P. Morgan Securities LLCVanguard Marketing Corporation02-01-2019
Danielle Marie FasciJ.P. Morgan Securities LLCSagePoint Financial, Inc.01-04-2019
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.