Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Teresa Morris FisherJ.P. Morgan Securities LLCAllianceBernstein L.P.08-16-2012
Tigran AreshianJ.P. Morgan Securities LLCAmerican Financial Network Advisory Services, LLC12-18-2018
Austin A. LaneJ.P. Morgan Securities LLCAmerican Funds Distributors, Inc.06-20-2017
Joshua Robert BeckJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.12-14-2018
David Brian WinterJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.09-08-2017
Joshua Michael PerkinsJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.05-18-2017
Theodore Robert FisherJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$70006-17-2016
Robert Scott CrowellJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.11-10-2015
Michael John WorthingtonJ.P. Morgan Securities LLCAmeritas Investment Corp.12-19-2014
Virginia LeeJ.P. Morgan Securities LLCAXA Advisors, LLC06-23-2019
Michelle A BotschJ.P. Morgan Securities LLCAXA Advisors, LLC06-12-2018
Farhad S. BadiiJ.P. Morgan Securities LLCAXA Advisors, LLC08-11-2014
Darwin Levi JuarezJ.P. Morgan Securities LLCAXA Advisors, LLC06-03-2014
Wilmington Kenneth Games IIJ.P. Morgan Securities LLCAXA Advisors, LLC09-12-2013
Pietro E. NicolaiJ.P. Morgan Securities LLCBancWest Investment Services, Inc.04-18-2017
Jeremy Henry UzquedaJ.P. Morgan Securities LLCBancWest Investment Services, Inc.06-19-2015
Dean Hurst ThompsonJ.P. Morgan Securities LLCBarclays Capital Inc.06-20-2011
Raquel Raymundo FangJ.P. Morgan Securities LLCBBVA Securities Inc.04-27-2016
Andrew Thomas GoughJ.P. Morgan Securities LLCBlackRock Investments, LLC07-09-2013
Neil Jared CohenJ.P. Morgan Securities LLCBoustead Securities, LLC01-31-2014
Inez Refugio AznarJ.P. Morgan Securities LLCCapital One Investing, LLC03-08-2018
Marc Jeffrey HsuJ.P. Morgan Securities LLCCetera Investment Advisers LLC07-30-2014
Luan Thieu LamJ.P. Morgan Securities LLCCetera Investment Services LLC08-22-2016
Patrick James BakerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-20-2018
Jonathan D KorzekwaJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.09-12-2017
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Showing 1 to 25 of 659 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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