Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yolla Seoud KairouzJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-05-2020
Ryan Jonathan BakerJ.P. Morgan Securities LLCUBS Financial Services Inc.03-19-2020
Benigno Gonzalez Jr.J.P. Morgan Securities LLCCharles Schwab & Co., Inc.03-03-2020
Eugene Guzman MendozaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2020
Edoardo Maria BassiJ.P. Morgan Securities LLCThompson Investment Associates LLC02-21-2020
Christopher JohnsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2020
Manpreet KaurJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-18-2020
Clayton Dai Leong ChingJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2020
Rachel Michell BraswellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2020
Derek Chiangseng TuJ.P. Morgan Securities LLCAXA Advisors, LLC02-07-2020
Ninh Ha Hai NguyenJ.P. Morgan Securities LLCNYLIFE Securities LLC01-22-2020
Julius FangJ.P. Morgan Securities LLCEdward Jones01-22-2020
Tyson Charles EckelJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-21-2020
Sisi WuJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.01-16-2020
Brian James RimandoJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC01-14-2020
Nauman LakhanyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-13-2020
Brian John OhlfestJ.P. Morgan Securities LLCMorgan Stanley01-07-2020
Elizabeth Aubrey HammerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2020
Ryan Gordon WebergJ.P. Morgan Securities LLCMorgan Stanley01-06-2020
Caecilia Adriani SugijotoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-06-2020
Rima ChakrabortyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Arda ThomasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-26-2019
Daniel Scott GianopulosJ.P. Morgan Securities LLCLincoln Financial Advisors Corporation12-18-2019
Priya SagarJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2019
Stephen Edward TucciJ.P. Morgan Securities LLCAXA Advisors, LLC12-16-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.