Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory M. HawleyJ.P. Morgan Securities LLCWaddell & Reed07-06-2017
Austin A. LaneJ.P. Morgan Securities LLCAmerican Funds Distributors, Inc.06-20-2017
Alice MarinaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-01-2017
Veronica Aguirre Aguirre GarayzarJ.P. Morgan Securities LLCForesters Financial Services, Inc.05-25-2017
Joshua Michael PerkinsJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.05-18-2017
Pietro E. NicolaiJ.P. Morgan Securities LLCBancWest Investment Services, Inc.04-18-2017
Musetta L LiJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.04-05-2017
Amir Ali GhassemzadehJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-16-2017
Ben Parker ParkerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-07-2017
Sean Patrick ManningJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Jonathan Kevin CanterJ.P. Morgan Securities LLCMorgan Stanley12-06-2016
Erick T. BrownJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-30-2016
Jeffrey B. NgoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-23-2016
Jennifer Y. LeeJ.P. Morgan Securities LLCFidelity Brokerage Services LLC11-15-2016
Omar D. GomezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2016
Adelle Ramos TanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2016
Maziyar Ahmadi-KashaniJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-20-2016
Edgardo Luis Ortiz-FloresJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2016
Dean Stuart LyonsJ.P. Morgan Securities LLCPFS Investments Inc.10-19-2016
Hercules V. RosarioJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2016
Minh Thi PhanJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC10-06-2016
Lorne G. HatchardJ.P. Morgan Securities LLCCity National Securities, Inc.10-03-2016
Michael PetriJ.P. Morgan Securities LLCFarmers Financial Solutions, LLC09-21-2016
Jerry KhamnivongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2016
Denise Michele LongJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC09-12-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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