Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Theodore Robert FisherJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$70006-17-2016
Zachary Raymond GinsburgJ.P. Morgan Securities LLCChase Investment Services Corp.$20010-01-2012
Melissa C. WhitneyJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$15006-04-2013
Jeffrey Michael LoventhalJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Franklin Matthew AnselmiJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Brett Fletcher RocineJ.P. Morgan Securities LLCFidelity Brokerage Services LLC$10007-20-2017
David Lee MorrisJ.P. Morgan Securities LLCNashville Financial Services PLLC$10001-25-2017
Peter Robert GreenJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$10001-16-2015
Clarence Irvin SeeseJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$10006-02-2014
Jerrad Dewey FormanJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Timothy Scott Davis ClineJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Benjamin William GoldhammerJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Charity J. SchulzJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Derek Michael JohnsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-20-2012
Michele Kathryn GreenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-28-2018
Tyler West LightcapJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5007-26-2018
Amy VoongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-21-2017
Richard Michael LuthmanJ.P. Morgan Securities LLCLBMZ Securities, Inc.$5008-11-2016
Susan Elisabeth MortonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-15-2016
William H. Eggers Jr.J.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$5010-26-2015
Arthur Schmidt FelixJ.P. Morgan Securities LLCMorgan Stanley$5003-12-2015
Dimitri Norman GlavasJ.P. Morgan Securities LLCUBS Financial Services Inc.$5009-30-2014
Patrick Joseph BurkeJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5006-02-2014
Antonio Alfredo FontanaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5006-02-2014
Flavio Abraham LorrimerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-23-2013
Next Page »

Showing 1 to 25 of 659 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.