Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Willis DurkeeJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Karen Lea MurphyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Peter George PelonisJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Christopher Eric AsplinJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Miguel D. RodriguezJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
John Joseph Duggan Jr.J.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Drew Allen MarchitelloJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Phillip Jeffery KaplanJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Peggy W. NealJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Heather Jean ChurchJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Cecilia Ann SwainJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
David Charles RansomJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Steven Lee ReedJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Leon Trotman WorthyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Beth Budai RoachJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Harpal Singh SandhuJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Gus Martin EstradaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Matthew Theodore NeigerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Wendy Maurine EhrlichJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Donald Francis EnckJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Damon Brent DozierJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Clems Cheng CaineJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Albert Charles SingleterryJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
John Kien ChauJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Robert Stephen Eldred Jr.J.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Showing 1 to 25 of 390 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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