Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob NicholsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2019
Tarunjit Singh AhluwaliaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Gabriel Joseph GarciaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Richard Allan PriceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2019
Andreja DugackiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Dennis Michael ClappJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Victor TruongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
Carlos E BetancourtJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2018
Andrew YoonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2018
April ZhangJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2018
Kexiang QianJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2018
Gerald Arthur GeeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2018
Catherine Theresa PietroJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2018
Bradley James SmithJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2018
Charles J. LynchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2018
Nathan Kiseok SongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
Benjamen Charles FagerlindJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2018
Nora JashariJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2018
Bradford Lee GoldJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2018
John A. MontesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2018
Ulysses EnarioJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2018
Angela Faye BerryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2018
Archimedes Chua GomezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2018
Zachary Brian StuartJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2018
Remy Nabil Willie SalamaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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