Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laurie E. MasonJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC05-22-2019
Jodi C. PickensJ.P. Morgan Securities LLCBBVA Securities Inc.04-29-2019
Daniel Aaron LampeJ.P. Morgan Securities LLCBancWest Investment Services, Inc.$15012-11-2018
Hung Nathaniel N. NguyenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2018
Drew P. WottonJ.P. Morgan Securities LLCEdward Jones02-01-2018
Stephen Russell HansenJ.P. Morgan Securities LLCUBS Financial Services Inc.$5008-04-2015
Sandra Jean SwagelJ.P. Morgan Securities LLCMorgan Stanley08-18-2014
Daniel George MedinaJ.P. Morgan Securities LLCJ.P. Morgan Institutional Investments Inc.$2505-19-2014
Matthew James SidgwickJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-22-2014
James Watson RandJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.11-08-2013
Jason David HollanderJ.P. Morgan Securities LLCMorgan Stanley10-30-2012
Brett Matthew LongfieldJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Jason Andrew KlockeJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Elena Pilar MartinezJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Marc Anthony BroncuciaJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Eric Kevin OlsenJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Audra L. MorseJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Mia B. BallentineJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Ryan Kevin GonzalesJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Matthew Hayden FarrierJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Kevin Toshio ShigioJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Brandie Jo FishJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Michael John LookJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Bradley J AdamsJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Raphael Rene RomoJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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