Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dalton Shane WaldropJ.P. Morgan Securities LLCAXA Advisors, LLC$10012-17-2012
Daniel Aaron LampeJ.P. Morgan Securities LLCBancWest Investment Services, Inc.$15012-11-2018
Jodi C. PickensJ.P. Morgan Securities LLCBBVA Securities Inc.04-29-2019
Peter Browning Dolan Jr.J.P. Morgan Securities LLCBNP Paribas Securities Corp.09-12-2012
Scott Cary JamesJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10011-18-2016
Lauren Ashley IvisonJ.P. Morgan Securities LLCClearCreek Securities, LLC02-27-2015
Joni Nelson DarrJ.P. Morgan Securities LLCEdward Jones03-06-2018
Drew P. WottonJ.P. Morgan Securities LLCEdward Jones02-01-2018
Xia-Xiannee ElizaldeJ.P. Morgan Securities LLCFidelity Brokerage Services LLC08-29-2019
Jason Roland FosterJ.P. Morgan Securities LLCFidelity Brokerage Services LLC07-31-2017
Devin Douglas BeboutJ.P. Morgan Securities LLCFidelity Brokerage Services LLC12-22-2016
Jacques Cullen BristowJ.P. Morgan Securities LLCFidelity Brokerage Services LLC10-12-2015
Elijah James Jarred BrownJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors03-28-2019
Michael Allen RobbJ.P. Morgan Securities LLCFirst Republic Securities Company, LLC01-07-2014
Daniel James VollmerJ.P. Morgan Securities LLCGWFS Equities, Inc.05-19-2016
Randall Wade HammondJ.P. Morgan Securities LLCJefferies LLC$15005-12-2010
Jozsef L. Rebek IIJ.P. Morgan Securities LLCKey Investment Services LLC04-09-2019
Michael James CastilloJ.P. Morgan Securities LLCKey Investment Services LLC04-11-2013
Robert John EmersonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
Jeremy Jordan AudasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
Jeffrey John BloomquistJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2018
Sarad Walter TomlinsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2018
Hung Nathaniel N. NguyenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2018
Alexander George GlancyJ.P. Morgan Securities LLCMidwestern Securities Trading Company, LLC12-05-2016
Robyn Ann OwensJ.P. Morgan Securities LLCMorgan Stanley02-21-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.