Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Zhang KammanJ.P. Morgan Securities LLCMorgan Stanley08-24-2020
Pashion WattsJ.P. Morgan Securities LLCPFS Investments Inc.02-11-2020
Michelle R. NorbeauJ.P. Morgan Securities LLCCitizens Securities, Inc.$15002-07-2020
Rodger Raheime HamiltonJ.P. Morgan Securities LLCPruco Securities, LLC.01-16-2020
Michael Anthony MancivalanoJ.P. Morgan Securities LLCEdward Jones11-27-2019
Alexis ZonaJ.P. Morgan Securities LLCAXA Advisors, LLC11-14-2019
William Michael ReidyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2019
Christina Rose FernandezJ.P. Morgan Securities LLCCitizens Securities, Inc.08-30-2019
Julie Marie SterlingJ.P. Morgan Securities LLCCapitol Securities Management, Inc.$5008-29-2019
Richard Donald SklenkaJ.P. Morgan Securities LLCLPL Financial LLC07-20-2019
Aaron Elton HallJ.P. Morgan Securities LLCUBS Financial Services Inc.07-17-2019
Alejandro Jesus VilasusoJ.P. Morgan Securities LLCCNR Securities, LLC06-10-2019
Frances Joy A. CaldwellJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-06-2019
Bianca Emerentia HeldermanJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-01-2019
Rustam R. YamilovJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.01-25-2019
James Phillip BolanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-04-2018
Jason Williams WingateJ.P. Morgan Securities LLCCitigroup Global Markets Inc.10-30-2018
Rob John MasanottiJ.P. Morgan Securities LLCMML Investors Services, LLC07-23-2018
Steven Farr DavisJ.P. Morgan Securities LLCRoyal Alliance Associates, Inc.03-30-2018
Stephen J AnagnostouJ.P. Morgan Securities LLCMML Investors Services, LLC01-18-2018
Michael Anthony VitaccoJ.P. Morgan Securities LLCMorgan Stanley10-04-2017
Steven Lawrence KleinerJ.P. Morgan Securities LLCUnified Financial Securities, Inc.03-31-2017
William Hampton StrussJ.P. Morgan Securities LLCFidelity Distributors Company LLC01-13-2017
Kristy Lee St LouisJ.P. Morgan Securities LLCLPL Financial LLC11-14-2016
Antonio Sebastian DispensaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.