Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Nya Quoie Jr.J.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-18-2019
Samuel Alexander PostJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Engida SewnetJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-11-2019
Antonio Claudell ProctorJ.P. Morgan Securities LLCPruco Securities, LLC.10-22-2019
Lamont Nicholas CorprewJ.P. Morgan Securities LLCMorgan Stanley10-04-2019
Liliana Maria MaesJ.P. Morgan Securities LLCAXA Advisors, LLC10-01-2019
Jose Alejandro CuellarJ.P. Morgan Securities LLCUBS Financial Services Inc.09-26-2019
Lawrence D. PinckneyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-25-2019
Staci Lynn BonduraJ.P. Morgan Securities LLCNYLIFE Securities LLC09-24-2019
Kennan Blakely LowJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
Frederick Joseph SchultzJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
Eric Jordan TeichbergJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
Howard Stuart RothmanJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
Mitchell Maurice DislerJ.P. Morgan Securities LLCEdward Jones05-08-2019
Mark StandardJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC04-24-2019
Christopher Richard DayJ.P. Morgan Securities LLCCitigroup Global Markets Inc.04-17-2019
Raina Latrice BrownJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-07-2019
Brandon Michael MongJ.P. Morgan Securities LLCUnited Brokerage Services, Inc03-06-2019
Matthew J. TaylorJ.P. Morgan Securities LLCPNC Investments03-02-2019
Thomas HasnyJ.P. Morgan Securities LLCTD Ameritrade, Inc.10-22-2018
Lauren Elizabeth FieldsJ.P. Morgan Securities LLCMorgan Stanley01-13-2016
Scott Daniel MorgenthalerJ.P. Morgan Securities LLCKeel Point Capital, LLC10-01-2015
Robin Lynn BurtonJ.P. Morgan Securities LLCCitigroup Global Markets Inc.07-29-2013
Andrew LeleckJ.P. Morgan Securities LLCGoldman Sachs & Co.06-19-2013
Eric Paul HothemJ.P. Morgan Securities LLCCitigroup Global Markets Inc.05-15-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.