Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Puja Kanak VyasJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-14-2020
Thomas Allen NeillJ.P. Morgan Securities LLCTD Ameritrade, Inc.12-23-2019
Nathan Andrew LottJ.P. Morgan Securities LLCE*TRADE Securities LLC12-11-2019
Christopher Joseph AlbanoJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-09-2019
Orantes L GrantJ.P. Morgan Securities LLCTrademark Capital Management Inc.11-11-2019
Marcus Anthony AlfordJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-31-2019
Frankelley NunezJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC10-24-2019
Blair Christopher StuartJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-04-2019
Kimberley IchterJ.P. Morgan Securities LLCMorgan Stanley10-04-2019
Cameron Lee EverhardtJ.P. Morgan Securities LLCCetera Investment Services LLC10-03-2019
Edith Eun Zu KaseJ.P. Morgan Securities LLCMorgan Stanley10-01-2019
Patrick Darnell ClarkeJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-24-2019
Dennis David Brown JrJ.P. Morgan Securities LLCE*TRADE Securities LLC09-17-2019
Kenneth Andre RobinsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-19-2019
Alexandra Taylor YawnJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2019
Matthew Clifford BondJ.P. Morgan Securities LLCE*TRADE Securities LLC08-01-2019
Bethany Merrie TannerJ.P. Morgan Securities LLCMorgan Stanley07-25-2019
Jeffrey KimJ.P. Morgan Securities LLCMorgan Stanley07-19-2019
Tayen Jameel HazqiyalJ.P. Morgan Securities LLCInvestacorp, Inc.07-09-2019
Brandon S EdwardsJ.P. Morgan Securities LLCAllstate Financial Services, LLC06-25-2019
Jarrod Douglas HowardJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC06-08-2019
Kevin Terrell BennettJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-17-2019
Lebron C. MorganJ.P. Morgan Securities LLCMML Investors Services, LLC$1005-13-2019
Tosha L AlexanderJ.P. Morgan Securities LLCLion Street Financial, LLC04-17-2019
David Gere KritzerJ.P. Morgan Securities LLCUBS Financial Services Inc.$15002-01-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.