Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald Leroye AddyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-08-2020
Phillip BattleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2020
Gina H SorrellsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2020
Nathan Andrew LottJ.P. Morgan Securities LLCE*TRADE Securities LLC12-11-2019
Orantes L GrantJ.P. Morgan Securities LLCTrademark Capital Management Inc.11-11-2019
Marcus Anthony AlfordJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-31-2019
Kimberley IchterJ.P. Morgan Securities LLCMorgan Stanley10-04-2019
Cameron Lee EverhardtJ.P. Morgan Securities LLCCetera Investment Services LLC10-03-2019
Edith E KaseJ.P. Morgan Securities LLCMorgan Stanley10-01-2019
Patrick Darnell ClarkeJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-24-2019
Dennis David Brown JrJ.P. Morgan Securities LLCE*TRADE Securities LLC09-17-2019
Kenneth Andre RobinsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-19-2019
Alexandra Taylor YawnJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2019
Matthew BondJ.P. Morgan Securities LLCE*TRADE Securities LLC08-01-2019
Bethany Merrie TannerJ.P. Morgan Securities LLCMorgan Stanley07-25-2019
Jeffrey KimJ.P. Morgan Securities LLCMorgan Stanley07-19-2019
Tayen Jameel HazqiyalJ.P. Morgan Securities LLCInvestacorp, Inc.07-09-2019
Brandon S EdwardsJ.P. Morgan Securities LLCAllstate Financial Services, LLC06-25-2019
Lebron C MorganJ.P. Morgan Securities LLCMML Investors Services, LLC05-13-2019
Tosha L AlexanderJ.P. Morgan Securities LLCLion Street Financial, LLC04-17-2019
Babatunde MICHEAL AiyegbusiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
David KritzerJ.P. Morgan Securities LLCUBS Financial Services Inc.$15002-01-2019
Christopher Lewis CastellawJ.P. Morgan Securities LLCUBS Financial Services Inc.$25102-01-2019
Philipp BiechtelerJ.P. Morgan Securities LLCSunTrust Investment Services, Inc.01-08-2019
Matthew Scott ReidJ.P. Morgan Securities LLCFIG Partners, LLC$5011-30-2018
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.