Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay Jung Jr.J.P. Morgan Securities LLCEdward Jones10-04-2016
Adam F. BryantJ.P. Morgan Securities LLCEdward Jones09-06-2016
Vincent Harambasic IIIJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-13-2018
Michael Joseph GeorgalasJ.P. Morgan Securities LLCFidelity Brokerage Services LLC10-20-2017
Pablo De La LlamaJ.P. Morgan Securities LLCFidelity Brokerage Services LLC08-25-2017
Maximilian Koji DavisJ.P. Morgan Securities LLCFidelity Brokerage Services LLC08-29-2016
Michael T. TruckenmillerJ.P. Morgan Securities LLCFidelity Brokerage Services LLC03-15-2016
Alexander William LenzJ.P. Morgan Securities LLCFidelity Brokerage Services LLC$1010-01-2015
Augustine O. IrediaJ.P. Morgan Securities LLCFifth Third Securities, Inc.01-24-2017
Jason W. YachJ.P. Morgan Securities LLCFifth Third Securities, Inc.04-27-2016
Michael Jay WiersJ.P. Morgan Securities LLCFifth Third Securities, Inc.04-16-2015
John Lee GollidayJ.P. Morgan Securities LLCFifth Third Securities, Inc.$5004-15-2014
Fay Fatma EllingJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-04-2013
Joshua Brian NoelJ.P. Morgan Securities LLCFirst Midwest Securities, Inc.11-04-2014
Daniel WangJ.P. Morgan Securities LLCForesters Financial Services, Inc.02-15-2017
Daniel Francis ResnickJ.P. Morgan Securities LLCGoldman Sachs & Co.01-05-2009
Michael Joseph SchodrofJ.P. Morgan Securities LLCGuggenheim Securities, LLC$2502-22-2019
Rachel Elizabeth KarlovitzJ.P. Morgan Securities LLCHighpoint Advisor Group, LLC08-19-2015
Christopher Morris SimcoxJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.07-25-2014
Maureen N. RathnakumarJ.P. Morgan Securities LLCJ.P. Morgan Institutional Investments Inc.06-23-2014
John Paul KasnerJ.P. Morgan Securities LLCJPMorgan Distribution Services, Inc01-10-2014
Albert Kunio Yoshimura Jr.J.P. Morgan Securities LLCLoop Capital Markets LLC10-05-2010
Timothy James BradleyJ.P. Morgan Securities LLCLPL Financial LLC01-31-2019
Patrick Anthony QuinnJ.P. Morgan Securities LLCLPL Financial LLC12-11-2018
Benjamin Wade JohnsonJ.P. Morgan Securities LLCLPL Financial LLC04-01-2015
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Showing 251 to 275 of 317 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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