Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Paul KasnerJ.P. Morgan Securities LLCJPMorgan Distribution Services, Inc01-10-2014
Qamil DervishiJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-07-2014
David M. PittsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-05-2013
Fay Fatma EllingJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-04-2013
James Sylvere RichardJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$5009-19-2013
Kimberly Ann O'GormanJ.P. Morgan Securities LLCPNC Investments09-17-2013
David John KosobuckiJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.09-04-2013
Dores DunnJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC08-05-2013
Anthony James PeoplesJ.P. Morgan Securities LLCNational Securities Corporation07-16-2013
Todd Edwards StewartJ.P. Morgan Securities LLCAccountants Investment Advisory Services, LLC$1007-12-2013
Kevin Timothy HitzJ.P. Morgan Securities LLCAllstate Financial Services, LLC06-18-2013
Nicole CordonnierJ.P. Morgan Securities LLCPNC Investments04-01-2013
Charles A. JohnsonJ.P. Morgan Securities LLCCetera Financial Specialists LLC03-14-2013
James Gerard DaleoJ.P. Morgan Securities LLCWells Fargo Insurance Services Investment Advisors, Inc.03-13-2013
Lynn Diane WinstonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-15-2013
Todd Steele HeilbrunnJ.P. Morgan Securities LLCMorgan Stanley01-14-2013
Ernest Albert NewmanJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.10-29-2012
Jason Alan PerlmanJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Jacques William SimpsonJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Barry Alan KrumwiedeJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Catherine Veronica EvansJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Vito Anthony LaeraJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Michael Roman MadayJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Glen Gerard MikolajczakJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Elias G KontosJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
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Showing 76 to 100 of 317 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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