Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason D AllenJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.09-28-2020
Susan H MarksJ.P. Morgan Securities LLCStifel, Nicolaus & Company, Incorporated09-22-2020
Cynthia Lynn EarlyJ.P. Morgan Securities LLCTD Ameritrade, Inc.05-27-2020
Gregory Vaughn IIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2020
Ethan R MorrisJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-18-2020
Elias James MellulJ.P. Morgan Securities LLCPNC Investments02-14-2020
Leo Daniel DominguezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2020
Yimmy De Jesus MardoJ.P. Morgan Securities LLCEdward Jones01-13-2020
Claude J WilsonJ.P. Morgan Securities LLCEdward Jones01-07-2020
Michael Eric HoldenJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-23-2019
Andrew Scott CzarkowskiJ.P. Morgan Securities LLCUBS Financial Services Inc.12-23-2019
James Douglas Wagner SrJ.P. Morgan Securities LLCPruco Securities, LLC.12-17-2019
Beck Richard MarischenJ.P. Morgan Securities LLCNational Securities Corporation12-16-2019
Gino Gian PoliJ.P. Morgan Securities LLCEquitable Advisors, LLC12-12-2019
Nikolaos BalisJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-10-2019
Lisa Christine DavidsonJ.P. Morgan Securities LLCMML Investors Services, LLC12-02-2019
Nicholas Vincent DonofrioJ.P. Morgan Securities LLCSecurities America, Inc.11-21-2019
Joseph Philip CihlarJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC11-13-2019
Galo Andres ReveloJ.P. Morgan Securities LLCPruco Securities, LLC.11-05-2019
Erick P AdameJ.P. Morgan Securities LLCCitigroup Global Markets Inc.10-21-2019
David William BushnellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Allison SchullerJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-14-2019
Frances HailemariamJ.P. Morgan Securities LLCPark Avenue Securities LLC09-13-2019
Fadi FarhanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
Henry BuzolitsJ.P. Morgan Securities LLCHantz Financial Services, Inc.08-26-2019
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Showing 1 to 25 of 175 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.