Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam BryantJ.P. Morgan Securities LLCEdward Jones09-06-2016
Adam J BermanJ.P. Morgan Securities LLCScottrade, Inc.05-04-2018
Adam Michael RunyanJ.P. Morgan Securities LLCMorgan Stanley10-13-2017
Adam S KimoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-14-2017
Alanna LoukasJ.P. Morgan Securities LLCGoldman Sachs & Co.04-04-2017
Albert Kunio Yoshimura JrJ.P. Morgan Securities LLCLoop Capital Markets LLC10-05-2010
Aldin RakovicJ.P. Morgan Securities LLCCitizens Securities, Inc.01-29-2014
Alec William SessingJ.P. Morgan Securities LLCMidwestern Securities Trading Company, LLC06-26-2019
Alexander J TabbJ.P. Morgan Securities LLCPNC Investments06-19-2015
Alexander W LenzJ.P. Morgan Securities LLCStrategic Advisers LLC10-01-2015
Alexandro GonzalezJ.P. Morgan Securities LLCEdward Jones03-21-2018
Allison SchullerJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-14-2019
Andrew Scott CzarkowskiJ.P. Morgan Securities LLCUBS Financial Services Inc.12-23-2019
Anthony James PeoplesJ.P. Morgan Securities LLCNational Securities Corporation07-16-2013
Anthony Joseph EnsalacoJ.P. Morgan Securities LLCMorgan Stanley02-22-2019
Aram Michael TopalianJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-27-2018
Barbara GroshonJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$2410-17-2017
Basit AdhamiJ.P. Morgan Securities LLCForesters Financial Services, Inc.06-05-2015
Beck Richard MarischenJ.P. Morgan Securities LLCNational Securities Corporation12-16-2019
Benjamin PogofskyJ.P. Morgan Securities LLCMorgan Stanley04-25-2016
Benjamin Wade JohnsonJ.P. Morgan Securities LLCLPL Financial LLC04-01-2015
Bradley James MooreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2019
Brenden E KowalkeJ.P. Morgan Securities LLCW&S Brokerage Services, Inc.07-07-2016
Brett Lee SchulzJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$15012-04-2018
Brett MartinJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC$2504-14-2014
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Showing 1 to 25 of 175 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.