Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan A. OkunJ.P. Morgan Securities LLCCarillon Fund Distributors, Inc.08-17-2017
Philip Jay TelpnerJ.P. Morgan Securities LLCMorgan Stanley07-06-2017
Ryan Andrew HofgesangJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-03-2017
Rufus Herman Smith Jr.J.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-23-2017
Mitchell Adam DoughertyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2017
Daniel WangJ.P. Morgan Securities LLCForesters Financial Services, Inc.02-15-2017
Augustine O. IrediaJ.P. Morgan Securities LLCFifth Third Securities, Inc.01-24-2017
Jay Jung Jr.J.P. Morgan Securities LLCEdward Jones10-04-2016
John Clarke Egan Jr.J.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC09-23-2016
Adam F. BryantJ.P. Morgan Securities LLCEdward Jones09-06-2016
Jamal NiaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2016
Maximilian Koji DavisJ.P. Morgan Securities LLCFidelity Brokerage Services LLC08-29-2016
Evan Gregory ParryJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-26-2016
Brenden E. KowalkeJ.P. Morgan Securities LLCW&S Brokerage Services, Inc.07-07-2016
Brian D. EathertonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.06-22-2016
Jason W. YachJ.P. Morgan Securities LLCFifth Third Securities, Inc.04-27-2016
Shai SalomonJ.P. Morgan Securities LLCMorgan Stanley04-25-2016
Todd Allen MikellJ.P. Morgan Securities LLCMorgan Stanley04-25-2016
Michael T. TruckenmillerJ.P. Morgan Securities LLCFidelity Brokerage Services LLC03-15-2016
William Vincent Milano Jr.J.P. Morgan Securities LLCMorgan Stanley12-08-2015
Christian Nathaniel HabitzJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-17-2015
Frederick Gregory LucasJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-16-2015
Harman S. MangatJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.10-01-2015
Richard Marc GordonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-03-2015
Rachel Elizabeth KarlovitzJ.P. Morgan Securities LLCHighpoint Advisor Group, LLC08-19-2015
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Showing 26 to 50 of 317 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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