Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Michael WolfeJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.04-17-2020
Katrina Marie GeisJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC03-06-2020
Shellie Michelle VernonJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC12-18-2019
Ann Michelle DavisJ.P. Morgan Securities LLCFifth Third Securities, Inc.12-11-2019
Robert Quinton MillerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2019
Brandon BlumenhorstJ.P. Morgan Securities LLCEdward Jones11-29-2019
Alisha L. HaleyJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.11-27-2019
Jonathan David OwensJ.P. Morgan Securities LLCPruco Securities, LLC.11-08-2019
David Joseph SternastyJ.P. Morgan Securities LLCEdward Jones10-25-2019
Trevor Charles Walter DavidJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC09-18-2019
Austin Boone JarrettJ.P. Morgan Securities LLCEdward Jones08-06-2019
Matthew Antonio PostellJ.P. Morgan Securities LLCTD Ameritrade, Inc.07-11-2019
Ryan Joseph WeberJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-07-2019
Zachary T. AshbyJ.P. Morgan Securities LLCFifth Third Securities, Inc.04-29-2019
Abraham Jay SalinasJ.P. Morgan Securities LLCThe Huntington Investment Company04-11-2019
Seth CromerJ.P. Morgan Securities LLCEdward Jones02-05-2019
Bart Edwin ShambaughJ.P. Morgan Securities LLCEdward Jones01-31-2019
Sean DixonJ.P. Morgan Securities LLCMorgan Stanley01-08-2019
Bethany YoungsJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.12-14-2018
Nick Allen NeefJ.P. Morgan Securities LLCNYLIFE Securities LLC11-15-2018
Greg FlynnJ.P. Morgan Securities LLCEdward Jones11-15-2018
Thomas Eric BennettJ.P. Morgan Securities LLCEdward Jones10-30-2018
Sean T. PflumJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors09-10-2018
Peter Gorman BjelopetrovichJ.P. Morgan Securities LLCSheaff Brock Investment Advisors, LLC09-05-2018
Samantha Lynn PezzuteJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-31-2018
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.