Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cameron Lee RichardsonJ.P. Morgan Securities LLCThrivent Investment Management Inc.07-09-2019
Charlotte Ann RoperJ.P. Morgan Securities LLCCUNA Brokerage Services, Inc.09-04-2018
Chase H. PorterJ.P. Morgan Securities LLCBB&T Securities, LLC04-12-2018
Alan David ChildsJ.P. Morgan Securities LLCFidelity Brokerage Services LLC12-20-2017
Matthew Douglas WilsonJ.P. Morgan Securities LLCMorgan Stanley09-01-2016
Emily A. SpendloveJ.P. Morgan Securities LLCAPW Capital, Inc.06-20-2016
Daniel N. DurrJ.P. Morgan Securities LLCCitigroup Global Markets Inc.04-20-2016
Robert Anthony MalubayJ.P. Morgan Securities LLCWaddell & Reed05-28-2015
Patrick S. MitchellJ.P. Morgan Securities LLCEdward Jones05-28-2015
Andrew Travis EurtonJ.P. Morgan Securities LLCEdward Jones05-27-2015
Teresa Scott Green-DelvizisJ.P. Morgan Securities LLCPNC Investments02-09-2015
William Christopher ShaverJ.P. Morgan Securities LLCChase Investment Services Corp.11-13-2012
Thomas Mark GomezJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Leo Andrew Gies IIIJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Dallas Grayson PolkJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Teresa Tompkins AppellJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jeffrey L. RobinsonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Leslie J AdamsJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Matthew Dolan HaneyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Natasa Romanic-FaithJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Dennis Brandon KitchenJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Tony Ross EdelenJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Clayton T. CraigJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
James A. Phelps Jr.J.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Terrance T. SeelowJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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