Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Ruel EdmisterJ.P. Morgan Securities LLCAXA Advisors, LLC11-08-2019
Cameron Lee RichardsonJ.P. Morgan Securities LLCThrivent Investment Management Inc.07-09-2019
Gavin Reed FoxJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC05-15-2019
Lucas Baxter MeadorsJ.P. Morgan Securities LLCMML Investors Services, LLC05-07-2019
Michael David HartJ.P. Morgan Securities LLCMML Investors Services, LLC03-06-2019
Maida HalilovicJ.P. Morgan Securities LLCPNC Investments02-04-2019
Charlotte Ann RoperJ.P. Morgan Securities LLCCUNA Brokerage Services, Inc.09-04-2018
Chase H. PorterJ.P. Morgan Securities LLCBB&T Securities, LLC04-12-2018
Alan David ChildsJ.P. Morgan Securities LLCStrategic Advisers LLC12-20-2017
John Gilbert Simpson IIJ.P. Morgan Securities LLCFSC Securities Corporation11-09-2017
Daniel RudibaughJ.P. Morgan Securities LLCWaddell & Reed09-29-2017
Veena J. NaikJ.P. Morgan Securities LLCNYLIFE Securities LLC07-14-2017
Brian Thomas CurtisJ.P. Morgan Securities LLCPNC Investments05-30-2017
Tosha Nichole ThompsonJ.P. Morgan Securities LLCCitigroup Global Markets Inc.10-05-2016
Kevin Michael DavisJ.P. Morgan Securities LLCFifth Third Securities, Inc.07-22-2016
David R. BellamyJ.P. Morgan Securities LLCSickle Hunter Financial Advisors07-08-2016
Douglas C. SchanieJ.P. Morgan Securities LLCPNC Investments07-08-2016
Emily A. SpendloveJ.P. Morgan Securities LLCAPW Capital, Inc.06-20-2016
Alex Jordan PerkinsJ.P. Morgan Securities LLCJefferson National Securities Corporation05-09-2016
Daniel N. DurrJ.P. Morgan Securities LLCCitigroup Global Markets Inc.04-20-2016
Sarah Khalid HadaidiJ.P. Morgan Securities LLCForesters Financial Services, Inc.03-08-2016
Kimra Gayle ManionJ.P. Morgan Securities LLCCantella & Co., Inc.02-10-2016
Gary Dale Balch Jr.J.P. Morgan Securities LLCForesters Financial Services, Inc.11-20-2015
Andrew Peckham SatorninoJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-28-2015
Robert Anthony MalubayJ.P. Morgan Securities LLCWaddell & Reed05-28-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.