Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael David ThieryJ.P. Morgan Securities LLCLPL Financial LLC01-03-2019
Stacy Hawkins HawkinsJ.P. Morgan Securities LLCCapital One Investing, LLC11-30-2018
Melissa Ann DerouenJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.$15007-18-2018
Andrew L DuckworthJ.P. Morgan Securities LLCEdward Jones07-16-2018
Casey Michael ReedJ.P. Morgan Securities LLCCapital One Investing, LLC01-23-2018
Kenneth Earl MckenzieJ.P. Morgan Securities LLCEdward Jones11-27-2017
Robert Michael Hebert Jr.J.P. Morgan Securities LLCSunTrust Investment Services, Inc.08-30-2017
Statton Klee FrankJ.P. Morgan Securities LLCIberia Capital Partners L.L.C.04-04-2017
Mia Angelette OwenJ.P. Morgan Securities LLCSecurian Financial Services, Inc.01-04-2017
Stephens Young McveaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2016
Shane Paul MayeuxJ.P. Morgan Securities LLCPruco Securities, LLC.09-28-2016
Mitchell Douglas France Sr.J.P. Morgan Securities LLCEdward Jones06-21-2016
Don Henry Raymond Jr.J.P. Morgan Securities LLCAmeriprise Financial Services, Inc.06-06-2016
Marcus Jeffery LejeuneJ.P. Morgan Securities LLCEdward Jones$1003-22-2016
John Bradley WilsonJ.P. Morgan Securities LLCPruco Securities, LLC.03-21-2016
Nicholas Joseph La Mothe Sr.J.P. Morgan Securities LLCAmeriprise Financial Services, Inc.03-09-2016
Emily Flanders YonkerJ.P. Morgan Securities LLCAXA Advisors, LLC05-01-2015
James Patrick AbadieJ.P. Morgan Securities LLCNYLIFE Securities LLC03-27-2015
Derek Stephen GrieffJ.P. Morgan Securities LLCEdward Jones01-30-2015
Michael Joseph ZatarainJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-26-2015
Stephen James TheunissenJ.P. Morgan Securities LLCPruco Securities, LLC.01-16-2015
Jessica Ann WatkinsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-06-2015
Andrea Czech BrownJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC11-03-2014
Ryan Samuel IstreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2014
Alvaro Steven PaizJ.P. Morgan Securities LLCAXA Advisors, LLC10-27-2014
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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