Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael D. ThieryJ.P. Morgan Securities LLCLPL Financial LLC01-03-2019
Stacy Hawkins HooverJ.P. Morgan Securities LLCCapital One Investing, LLC11-30-2018
Andrew L. DuckworthJ.P. Morgan Securities LLCEdward Jones07-16-2018
Charles AubertJ.P. Morgan Securities LLCCapital One Investing, LLC04-13-2018
Alfred E. CookJ.P. Morgan Securities LLCEdward Jones11-28-2017
Kenneth E. McKenzieJ.P. Morgan Securities LLCEdward Jones11-27-2017
Mia Angelette OwenJ.P. Morgan Securities LLCSecurian Financial Services, Inc.01-04-2017
Stephens McVeaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2016
Megan B FrostJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.08-19-2016
Mitchell Douglas FranceJ.P. Morgan Securities LLCEdward Jones06-21-2016
Derek Stephen GrieffJ.P. Morgan Securities LLCEdward Jones01-30-2015
Stephen James TheunissenJ.P. Morgan Securities LLCPruco Securities, LLC.01-16-2015
Andrea Czech BrownJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC11-03-2014
Ryan Samuel IstreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2014
Suzette Lauretta AliJ.P. Morgan Securities LLCUBS Financial Services Inc.09-18-2014
Jerold Marc MatherneJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.05-23-2014
Brad Keith MathewsJ.P. Morgan Securities LLCHancock Whitney Investment Services Inc.$2505-01-2013
Jason Edward AppeJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Kamran MahmoodJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Paul Numa AvegnoJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Tim P. SpringerJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
David Jude DuplantisJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Jeffrey N. JustJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Lance Edwin CabraJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
David Creig StellyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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