Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam F. HewittJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2018
Alfred E. CookJ.P. Morgan Securities LLCEdward Jones11-28-2017
Alvaro Steven PaizJ.P. Morgan Securities LLCAXA Advisors, LLC10-27-2014
Andrea Czech BrownJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC11-03-2014
Andrew L. DuckworthJ.P. Morgan Securities LLCEdward Jones07-16-2018
Aundeah Joann KearneyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
Austin Dulaney SchutzJ.P. Morgan Securities LLCHancock Whitney Investment Services Inc.$25008-19-2010
Brad Keith MathewsJ.P. Morgan Securities LLCHancock Whitney Investment Services Inc.$25005-01-2013
Brandon Joseph HebertJ.P. Morgan Securities LLCNYLIFE Securities LLC10-24-2018
Carma J. O'SullivanJ.P. Morgan Securities LLCLPL Financial LLC$20007-20-2009
Casey Michael ReedJ.P. Morgan Securities LLCCapital One Investing, LLC01-23-2018
Charles AubertJ.P. Morgan Securities LLCCapital One Investing, LLC04-13-2018
Clinton Mckinley HurstJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2009
Cortney Michael WagnerJ.P. Morgan Securities LLCHancock Whitney Investment Services Inc.09-03-2019
David Benton TurnageJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2012
Derek Stephen GrieffJ.P. Morgan Securities LLCEdward Jones01-30-2015
Derrick O. StrozierJ.P. Morgan Securities LLCMorgan Stanley11-28-2018
Don Henry Raymond Jr.J.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$10006-06-2016
Elena Maria IrimiaJ.P. Morgan Securities LLCMorgan Stanley02-15-2013
Emily Flanders YonkerJ.P. Morgan Securities LLCAXA Advisors, LLC05-01-2015
Heath MendozaJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC03-26-2018
Heath Randall HeislerJ.P. Morgan Securities LLCState Farm VP Management Corp.02-06-2013
James J. GernandJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-25-2017
James Patrick AbadieJ.P. Morgan Securities LLCNYLIFE Securities LLC03-27-2015
Jeffrey Scott HoltzclawJ.P. Morgan Securities LLCDorsey & Company, Inc.$10012-22-2016
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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