Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lauri Diane MeizlerJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Larry Albert XhamaJ.P. Morgan Securities LLCUBS Financial Services Inc.06-14-2019
Michelle LiemJ.P. Morgan Securities LLCDeGroat Investments LLC05-22-2019
Joshua Parker DoustouJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Daniel Redman WarrenJ.P. Morgan Securities LLCMorgan Stanley11-02-2017
Michael Anthony KaplanJ.P. Morgan Securities LLCMorgan Stanley11-02-2017
Jonathan Richard CrawleyJ.P. Morgan Securities LLCRaymond James & Associates, Inc.12-20-2016
Robert Allen WoolfJ.P. Morgan Securities LLCUBS Financial Services Inc.12-12-2014
Anne Elizabeth LongmireJ.P. Morgan Securities LLCMorgan Stanley06-25-2014
Scott Matthew GrenertJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.03-15-2013
Kara Grady BoudreauJ.P. Morgan Securities LLCUBS Financial Services Inc.02-17-2012
Barry Jon FishJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2011
Jenny Rebecca NaylorJ.P. Morgan Securities LLCGoldman Sachs & Co.08-01-2011
Anthony Paul BardaroJ.P. Morgan Securities LLCMorgan Stanley01-14-2011
Elizabeth Anne HanleyJ.P. Morgan Securities LLCOppenheimer & Co. Inc.06-25-2010
Gary Mariano GarayJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2009
John Joseph MuseJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-22-2018
Bruce Goodwin Ledoux IIJ.P. Morgan Securities LLCMorgan Stanley$5006-25-2014
Michael Robert CoyneJ.P. Morgan Securities LLCMorgan Stanley$10011-02-2017
Daniel Michael McCarronJ.P. Morgan Securities LLCMorgan Stanley$10011-02-2017
Kevin Henry MacintyreJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$10003-15-2013
John Spaulding McPheeJ.P. Morgan Securities LLCLeerink Partners LLC$15004-13-2012
Frank C A BottaJ.P. Morgan Securities LLCMorgan Stanley$18311-02-2017
Joseph Nicholas MarroccoJ.P. Morgan Securities LLCUBS Financial Services Inc.$1,00006-01-2018

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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