Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sami Samir ShehadehJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-21-2019
John Joseph MuseJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-22-2018
Dawn Marie CorriganJ.P. Morgan Securities LLCMorgan Stanley$50011-03-2017
Daniel Redman WarrenJ.P. Morgan Securities LLCMorgan Stanley$50011-02-2017
Michael Anthony KaplanJ.P. Morgan Securities LLCMorgan Stanley$50011-02-2017
Jonathan Richard CrawleyJ.P. Morgan Securities LLCRaymond James & Associates, Inc.$50012-20-2016
Bruce Goodwin Ledoux IIJ.P. Morgan Securities LLCMorgan Stanley$50006-25-2014
Jeffrey Marc ShermanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50004-12-2013
Scott Matthew GrenertJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$50003-15-2013
James Bryan MinchelloJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$25003-27-2009
Michael WinterJ.P. Morgan Securities LLCOppenheimer & Co. Inc.$20006-25-2010
Robert Vincent Minchello Jr.J.P. Morgan Securities LLCCitigroup Global Markets Inc.$20003-27-2009
Frank C A BottaJ.P. Morgan Securities LLCMorgan Stanley$18311-02-2017
Robert F MasonJ.P. Morgan Securities LLCMorgan Stanley$15011-02-2017
Martin Francis HughesJ.P. Morgan Securities LLCMorgan Stanley$15011-02-2017
Anne Elizabeth LongmireJ.P. Morgan Securities LLCMorgan Stanley$15006-25-2014
John Spaulding McPheeJ.P. Morgan Securities LLCLeerink Partners LLC$15004-13-2012
Darren Patrick JonesJ.P. Morgan Securities LLCDuncan-Williams, Inc.$15009-30-2011
David John SullivanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-02-2011
Kenneth John MastrocolaJ.P. Morgan Securities LLCMorgan Stanley$15001-14-2011
Anthony Paul BardaroJ.P. Morgan Securities LLCMorgan Stanley$15001-14-2011
Elizabeth Anne HanleyJ.P. Morgan Securities LLCOppenheimer & Co. Inc.$15006-25-2010
Barry Jon FishJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$12709-02-2011
Michelle LiemJ.P. Morgan Securities LLCDeGroat Investments LLC$10005-22-2019
Nicolas Souffrant Jr.J.P. Morgan Securities LLCCitizens Securities, Inc.$10003-12-2019
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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