Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chi Dawnielle RichmondJ.P. Morgan Securities LLCRoyal Alliance Associates, Inc.11-15-2018
Daniel B MaidlowJ.P. Morgan Securities LLCRehmann Financial Network, LLC03-27-2018
Michael Lynn KingJ.P. Morgan Securities LLCThe Huntington Investment Company01-11-2018
James Joseph Tillman Jr.J.P. Morgan Securities LLCThe Huntington Investment Company$112-12-2017
Brian Christopher ConnollyJ.P. Morgan Securities LLCNYLIFE Securities LLC10-24-2017
David Alexander Graham IIIJ.P. Morgan Securities LLCFifth Third Securities, Inc.$2510-13-2017
Gena Louise HarkenJ.P. Morgan Securities LLCCFD Investments, Inc.08-08-2017
Shannon Patricia SchiebelJ.P. Morgan Securities LLCWaddell & Reed07-11-2017
Kathleen Mary SnyderJ.P. Morgan Securities LLCSummit Brokerage Services, Inc.06-27-2017
Emilee Kay LawrenceJ.P. Morgan Securities LLCPNC Investments05-04-2017
Eric Steven GandyJ.P. Morgan Securities LLCHantz Financial Services, Inc.01-26-2017
Michael Robert MarsicoJ.P. Morgan Securities LLCComerica Securities01-10-2017
Bradley Jay HunterJ.P. Morgan Securities LLCMML Investors Services, LLC08-29-2016
Jonathon Thomas KrempaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2016
Jay Julius Peitsch IIJ.P. Morgan Securities LLCPNC Investments08-04-2016
Justin Aaron GoodwinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2016
Kurtis Joseph DamerowJ.P. Morgan Securities LLCForesters Financial Services, Inc.06-07-2016
Attila SimoJ.P. Morgan Securities LLCFifth Third Securities, Inc.06-01-2016
Sean Thomas ConoverJ.P. Morgan Securities LLCCitizens Securities, Inc.05-27-2016
Suzanne Cathleen RobertsJ.P. Morgan Securities LLCPNC Investments05-24-2016
Heather Rene LesageJ.P. Morgan Securities LLCFifth Third Securities, Inc.05-16-2016
Marko UlajJ.P. Morgan Securities LLCComerica Securities04-27-2016
Nicholas Anrep BeilfussJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2016
Elizabeth Ann BarberJ.P. Morgan Securities LLCCitizens Securities, Inc.$15003-02-2016
William H KolathJ.P. Morgan Securities LLCPNC Investments02-26-2016
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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