Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mircea CorchesJ.P. Morgan Securities LLCAllstate Financial Services, LLC$10005-14-2018
Gregory Michael AdamczykJ.P. Morgan Securities LLCAlpha Cubed Investments, LLC11-28-2018
Jared Owen McnuttJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$10005-01-2015
Jerold Keith JohnsonJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$10005-01-2014
Daniel Robert DelmotteJ.P. Morgan Securities LLCAXA Advisors, LLC09-16-2015
Gena Louise HarkenJ.P. Morgan Securities LLCCFD Investments, Inc.08-08-2017
Cole Eric FragemanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-02-2018
Robert Earl ThompsonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10007-30-2014
Eric Charles MetzgerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$15010-25-2012
Jumana Mohammed SalihJ.P. Morgan Securities LLCCitizens Securities, Inc.07-08-2019
Sean T. ConoverJ.P. Morgan Securities LLCCitizens Securities, Inc.05-27-2016
Elizabeth Ann BarberJ.P. Morgan Securities LLCCitizens Securities, Inc.$50003-02-2016
Todd William ShimshockJ.P. Morgan Securities LLCCitizens Securities, Inc.11-06-2012
Michael Robert MarsicoJ.P. Morgan Securities LLCComerica Securities01-10-2017
David Joseph ScaramucciJ.P. Morgan Securities LLCEdward Jones09-25-2018
Andrew ZobelJ.P. Morgan Securities LLCEdward Jones05-14-2016
Todd Matthew PerttulaJ.P. Morgan Securities LLCFidelity Brokerage Services LLC09-09-2014
Sonia Claire HartlJ.P. Morgan Securities LLCFifth Third Securities, Inc.08-26-2019
David Alexander GrahamJ.P. Morgan Securities LLCFifth Third Securities, Inc.$25010-13-2017
Attila SimoJ.P. Morgan Securities LLCFifth Third Securities, Inc.06-01-2016
Heather Rene LesageJ.P. Morgan Securities LLCFifth Third Securities, Inc.05-16-2016
Robert Michael StrygulecJ.P. Morgan Securities LLCFifth Third Securities, Inc.$50006-26-2014
Vianna Lynne BurnsJ.P. Morgan Securities LLCFifth Third Securities, Inc.$10004-01-2014
Adam P SmithJ.P. Morgan Securities LLCFifth Third Securities, Inc.01-13-2014
Garry J. PentaJ.P. Morgan Securities LLCFifth Third Securities, Inc.$10005-15-2013
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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