Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon M LoveJ.P. Morgan Securities LLCUBS Financial Services Inc.$2511-14-2012
Kerry James KerchJ.P. Morgan Securities LLCPNC Investments12-10-2012
Paul Joseph ElliottJ.P. Morgan Securities LLCPNC Investments$15001-07-2013
Eric Stephen RatliffJ.P. Morgan Securities LLCPNC Investments$15002-15-2013
John Alexander CaldwellJ.P. Morgan Securities LLCFreedom One Investment Advisors, Inc.03-25-2013
Renee MaroneJ.P. Morgan Securities LLCPNC Investments04-08-2013
Todd MaroneJ.P. Morgan Securities LLCPNC Investments04-23-2013
Garry J PentaJ.P. Morgan Securities LLCFifth Third Securities, Inc.$15005-15-2013
Michael BuchananJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.10-10-2013
Scott M UlmerJ.P. Morgan Securities LLCPNC Investments11-25-2013
Sibel CetinelJ.P. Morgan Securities LLCMetLife Securities Inc.03-06-2014
Vianna BurnsJ.P. Morgan Securities LLCFifth Third Securities, Inc.04-01-2014
Stephen J MikelJ.P. Morgan Securities LLCThrivent Investment Management Inc.$15004-07-2014
Robert E ThompsonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$15007-30-2014
Kevin A SheardJ.P. Morgan Securities LLCTactical Allocation Group, LLC08-18-2014
Lisa B JaboroJ.P. Morgan Securities LLCRaymond James & Associates, Inc.$15011-07-2014
Anthony Frank TuzzolinoJ.P. Morgan Securities LLCPNC Investments$15011-19-2014
Michael Alan BurenJ.P. Morgan Securities LLCEdward Jones12-10-2014
Jeffrey Michael DiefenthalerJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC02-17-2015
James Ernest PotterJ.P. Morgan Securities LLCFifth Third Securities, Inc.09-22-2015
Davonne R PowersJ.P. Morgan Securities LLCThe Huntington Investment Company02-22-2016
Elizabeth Ann BarberJ.P. Morgan Securities LLCCitizens Securities, Inc.$15003-02-2016
Jessica ChiangJ.P. Morgan Securities LLCMorgan Stanley04-12-2016
Sean T ConoverJ.P. Morgan Securities LLCCitizens Securities, Inc.05-27-2016
Jay Julius PeitschJ.P. Morgan Securities LLCPNC Investments08-04-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.