Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derrel Calvin KentJ.P. Morgan Securities LLCCUSO Financial Services, L.P.01-07-2020
Catharine Obrien BetzigJ.P. Morgan Securities LLCMorgan Stanley11-07-2019
Sonia Claire HartlJ.P. Morgan Securities LLCFifth Third Securities, Inc.08-26-2019
Jumana Mohammed SalihJ.P. Morgan Securities LLCCitizens Securities, Inc.07-08-2019
Angelo Oreste D'OrazioJ.P. Morgan Securities LLCMML Investors Services, LLC04-15-2019
Rebecca Lynn FabinskiJ.P. Morgan Securities LLCPFS Investments Inc.01-12-2019
Marissa Cabel VandenbergJ.P. Morgan Securities LLCThe Huntington Investment Company12-13-2018
Gregory Michael AdamczykJ.P. Morgan Securities LLCAlpha Cubed Investments, LLC11-28-2018
Mark Edward ZivkovichJ.P. Morgan Securities LLCTD Ameritrade, Inc.11-07-2018
Cole Eric FragemanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-02-2018
Leyland Angus Lindie Jr.J.P. Morgan Securities LLCNYLIFE Securities LLC09-27-2018
Bandna VirdiJ.P. Morgan Securities LLCFSC Securities Corporation09-26-2018
David Joseph ScaramucciJ.P. Morgan Securities LLCEdward Jones09-25-2018
Shawn Robert MuellerJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-20-2018
Brian James HarrasJ.P. Morgan Securities LLCPNC Investments09-19-2018
Anita Veronica TaymoreJ.P. Morgan Securities LLCPFS Investments Inc.08-29-2018
James Connor Macbeth IVJ.P. Morgan Securities LLCPNC Investments07-10-2018
Mircea CorchesJ.P. Morgan Securities LLCAllstate Financial Services, LLC05-14-2018
Heather Joan ArmstrongJ.P. Morgan Securities LLCSignator Investors, Inc.05-14-2018
Maxx E. FosterJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC04-30-2018
Daniel B. MaidlowJ.P. Morgan Securities LLCRehmann Financial Network, LLC03-27-2018
James Aldo ParkerJ.P. Morgan Securities LLCThe Huntington Investment Company03-15-2018
Phillip D. Cook Jr.J.P. Morgan Securities LLCPNC Investments03-09-2018
Lora B. SeifertJ.P. Morgan Securities LLCPruco Securities, LLC.12-11-2017
Crystal Dorthyia BlevinsJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC11-01-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.