Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Edward ZivkovichJ.P. Morgan Securities LLCTD Ameritrade, Inc.11-07-2018
Cole Eric FragemanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-02-2018
Bandna VirdiJ.P. Morgan Securities LLCFSC Securities Corporation09-26-2018
David Joseph ScaramucciJ.P. Morgan Securities LLCEdward Jones09-25-2018
James Connor Macbeth IVJ.P. Morgan Securities LLCPNC Investments07-10-2018
Daniel B. MaidlowJ.P. Morgan Securities LLCRehmann Financial Network, LLC03-27-2018
Michael Lynn KingJ.P. Morgan Securities LLCThe Huntington Investment Company01-11-2018
Brian Christopher ConnollyJ.P. Morgan Securities LLCNYLIFE Securities LLC10-24-2017
Shannon Patricia SchiebelJ.P. Morgan Securities LLCWaddell & Reed07-11-2017
Krista Ann StallerJ.P. Morgan Securities LLCHantz Financial Services, Inc.12-08-2016
Jonathon Thomas KrempaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2016
Jay J. Peitsch IIJ.P. Morgan Securities LLCPNC Investments08-04-2016
Sean T. ConoverJ.P. Morgan Securities LLCCitizens Securities, Inc.05-27-2016
Nicholas Anrep BeilfussJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2016
Davonne R. PowersJ.P. Morgan Securities LLCThe Huntington Investment Company02-22-2016
Deborah Lynne CaldwellJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.10-14-2015
Jeffrey Michael DiefenthalerJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC02-17-2015
Anthony Frank TuzzolinoJ.P. Morgan Securities LLCPNC Investments11-19-2014
Lisa JaboroJ.P. Morgan Securities LLCRaymond James & Associates, Inc.11-07-2014
Stephen James MikelJ.P. Morgan Securities LLCThrivent Investment Management Inc.04-07-2014
Vianna Lynne BurnsJ.P. Morgan Securities LLCFifth Third Securities, Inc.04-01-2014
Scott M UlmerJ.P. Morgan Securities LLCPNC Investments11-25-2013
Renee Denise MaroneJ.P. Morgan Securities LLCPNC Investments04-08-2013
John Alexander CaldwellJ.P. Morgan Securities LLCFreedom One Investment Advisors, Inc.03-25-2013
Eric Stephen RatliffJ.P. Morgan Securities LLCPNC Investments02-15-2013
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Showing 1 to 25 of 170 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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