Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian James HarrasJ.P. Morgan Securities LLCPNC Investments$10009-19-2018
James Connor Macbeth IVJ.P. Morgan Securities LLCPNC Investments$10007-10-2018
Phillip Dean Cook Jr.J.P. Morgan Securities LLCPNC Investments03-09-2018
Richard Paul SrnecJ.P. Morgan Securities LLCPNC Investments05-26-2017
Emilee Kay LawrenceJ.P. Morgan Securities LLCPNC Investments05-04-2017
Jay J. Peitsch IIJ.P. Morgan Securities LLCPNC Investments08-04-2016
Suzanne Cathleen RobertsJ.P. Morgan Securities LLCPNC Investments05-24-2016
William H KolathJ.P. Morgan Securities LLCPNC Investments02-26-2016
Joseph Luke-Michael ReyesJ.P. Morgan Securities LLCPNC Investments08-31-2015
Anthony Frank TuzzolinoJ.P. Morgan Securities LLCPNC Investments$15011-19-2014
Scott M UlmerJ.P. Morgan Securities LLCPNC Investments$10011-25-2013
Todd Kevin MaroneJ.P. Morgan Securities LLCPNC Investments$10004-23-2013
Renee Denise MaroneJ.P. Morgan Securities LLCPNC Investments$10004-08-2013
Eric Stephen RatliffJ.P. Morgan Securities LLCPNC Investments$15002-15-2013
Paul Joseph ElliottJ.P. Morgan Securities LLCPNC Investments$15001-07-2013
Kerry J. KerchJ.P. Morgan Securities LLCPNC Investments12-10-2012

Showing 1 to 16 of 16 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.