Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Francis KirchnerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2019
Eduardo Francisco TorresJ.P. Morgan Securities LLCForesters Financial Services, Inc.09-27-2018
Nancy Y VandergootJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-12-2018
Robert William Sim Jr.J.P. Morgan Securities LLCSantander Securities LLC08-03-2018
Ian MiciekJ.P. Morgan Securities LLCSantander Securities LLC06-14-2018
Brian Thompson RussellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$105-29-2018
Christopher Robert RedfernJ.P. Morgan Securities LLCMorgan Stanley$5002-01-2018
Thomas Frances MontemurroJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2018
James F MurphyJ.P. Morgan Securities LLCMorgan Stanley$1,00012-04-2017
Brian Vincent BeckerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
Yuval BrokmanJ.P. Morgan Securities LLCOppenheimerFunds Distributor, Inc.10-27-2017
Christopher Michael OrtizJ.P. Morgan Securities LLCPruco Securities, LLC.09-28-2017
Andrew Davis MindnichJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2017
Michael Joseph ParisiJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC$5009-05-2017
Robert Joseph GatyasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2017
Karen Ann SmithJ.P. Morgan Securities LLCSantander Securities LLC06-30-2017
Danny Truongky NguyenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2017
Francesco FedericoJ.P. Morgan Securities LLCPNC Investments05-16-2017
Jonathan Jermin ShenJ.P. Morgan Securities LLCEquity Services, Inc.05-16-2017
Pablo CardosoJ.P. Morgan Securities LLCPNC Investments03-06-2017
Seungjee Jee WooJ.P. Morgan Securities LLCQuasar Trading, LLC12-06-2016
Timothy R NewmanJ.P. Morgan Securities LLCScottrade, Inc.11-09-2016
Kathleen Anne BeaumontJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2016
Mirna VartanianJ.P. Morgan Securities LLCMetLife Securities Inc.10-14-2016
Michael Dennis GalantJ.P. Morgan Securities LLCNYLIFE Securities LLC09-20-2016
Next Page »

Showing 1 to 25 of 109 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.