Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Benjamin LewisJ.P. Morgan Securities LLCBarclays Capital Inc.06-03-2010
Scott J TricaricoJ.P. Morgan Securities LLCBNP Paribas Securities Corp.09-24-2013
Richard RivereJ.P. Morgan Securities LLCBoenning & Scattergood, Inc.$2507-10-2013
Robert Joseph HetheringtonJ.P. Morgan Securities LLCCetera Advisor Networks LLC03-27-2017
Amy Lynn WatsonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-28-2016
Cherif S AidaraJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-17-2012
Jacklyn Susanne RiderJ.P. Morgan Securities LLCCiti Private Advisory, LLC08-29-2017
Deborah Zulma MenjivarJ.P. Morgan Securities LLCCitigroup Global Markets Inc.07-23-2015
Gary Scott SchwarzmanJ.P. Morgan Securities LLCCitigroup Global Markets Inc.08-13-2014
Kevin Dean MorrisonJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$15009-07-2010
Michael Andrew CecchineJ.P. Morgan Securities LLCCitizens Securities, Inc.08-10-2020
Raul R ToroJ.P. Morgan Securities LLCCitizens Securities, Inc.06-19-2019
Ruben MarshallJ.P. Morgan Securities LLCE*TRADE Capital Management, LLC$15008-08-2014
Richard Louis OcchiogrossoJ.P. Morgan Securities LLCEquitable Advisors, LLC04-11-2017
Madeline Angela FuhringJ.P. Morgan Securities LLCEquitable Advisors, LLC01-13-2017
Ryan Andrew SoosJ.P. Morgan Securities LLCEquitable Advisors, LLC01-20-2016
Albert Anthony SeraydarJ.P. Morgan Securities LLCEquitable Advisors, LLC03-19-2015
Jonathan ShenJ.P. Morgan Securities LLCEquity Services, Inc.05-16-2017
Robert J SalvianoJ.P. Morgan Securities LLCForesters Financial Services, Inc.06-28-2019
Terance TakyiJ.P. Morgan Securities LLCGoldman Sachs & Co.10-17-2019
Gregory Jonathan Miller JrJ.P. Morgan Securities LLCGWN Securities Inc.07-15-2019
Tatyana BerlyandJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.05-17-2017
Brian RudinJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.11-28-2016
Justin Adam SacchetJ.P. Morgan Securities LLCIng Direct Investing, Inc.01-09-2018
Daniel PollakJ.P. Morgan Securities LLCIng Direct Investing, Inc.06-27-2016
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.