Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean M. GradyJ.P. Morgan Securities LLCMorgan Stanley09-18-2019
Bradley John HargraveJ.P. Morgan Securities LLCPrudential Investment Management Services LLC06-03-2019
Kitae KimJ.P. Morgan Securities LLCSantander Securities LLC04-30-2019
Monika ChoudharyJ.P. Morgan Securities LLCSantander Securities LLC04-15-2019
Ryan Francis KirchnerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2019
Noah J. GiglioJ.P. Morgan Securities LLCPNC Investments10-22-2018
Brian Alexander CarsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2018
Robert William Sim Jr.J.P. Morgan Securities LLCSantander Securities LLC08-03-2018
Nicholas SegoviaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Ian MiciekJ.P. Morgan Securities LLCSantander Securities LLC06-14-2018
Brian Thompson RussellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2018
Darren Scott ArmettaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2018
Thomas Frances MontemurroJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2018
James F MurphyJ.P. Morgan Securities LLCMorgan Stanley12-04-2017
Brian Vincent BeckerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
Yuval BrokmanJ.P. Morgan Securities LLCOppenheimerFunds Distributor, Inc.10-27-2017
Matthew J PejkovicJ.P. Morgan Securities LLCMorgan Stanley10-20-2017
Andrew Davis MindnichJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2017
Jonathan ShenJ.P. Morgan Securities LLCEquity Services, Inc.05-16-2017
Michael Dennis GalantJ.P. Morgan Securities LLCNYLIFE Securities LLC09-20-2016
James E LeggJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2016
Courtney T. CardwellJ.P. Morgan Securities LLCMorgan Stanley06-28-2016
Daniel W. PollakJ.P. Morgan Securities LLCCapital One Investing, LLC06-27-2016
Christopher Allen PareresJ.P. Morgan Securities LLCMorgan Stanley05-20-2016
Hamewattie Persaud AchrekarJ.P. Morgan Securities LLCPruco Securities, LLC.03-21-2016
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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