Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick James DelaneyJ.P. Morgan Securities LLCUBS Financial Services Inc.09-23-2020
James Harry DelaneyJ.P. Morgan Securities LLCUBS Financial Services Inc.09-23-2020
Michael Andrew CecchineJ.P. Morgan Securities LLCCitizens Securities, Inc.08-10-2020
Juan Martin GarciaJ.P. Morgan Securities LLCSantander Securities LLC05-05-2020
Fabian Hezekian VarciannaJ.P. Morgan Securities LLCMorgan Stanley02-26-2020
Amir AhmedJ.P. Morgan Securities LLCPruco Securities, LLC.02-19-2020
Myles IllionJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2020
Christian DuncanJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC02-10-2020
Ramy IskandarJ.P. Morgan Securities LLCSantander Securities LLC12-17-2019
Jasmine MuhammadJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2019
Brandon Michael OlexsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-15-2019
Terance TakyiJ.P. Morgan Securities LLCGoldman Sachs & Co.10-17-2019
Sean Michael GradyJ.P. Morgan Securities LLCMorgan Stanley09-18-2019
Michael IervolineJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
Ashwin NagreJ.P. Morgan Securities LLCSantander Securities LLC08-13-2019
Tammy Annette LabancaJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC08-07-2019
Robert Scott PowellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Darren Frederick LangeJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC07-23-2019
Gregory Jonathan Miller JrJ.P. Morgan Securities LLCGWN Securities Inc.07-15-2019
Robert J SalvianoJ.P. Morgan Securities LLCForesters Financial Services, Inc.06-28-2019
Raul R ToroJ.P. Morgan Securities LLCCitizens Securities, Inc.06-19-2019
Bradley John HargraveJ.P. Morgan Securities LLCPGIM Investments LLC06-03-2019
Mithilesh AJAY PimpariyaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Thomas Joseph FordeJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-23-2019
Monika ChoudharyJ.P. Morgan Securities LLCSantander Securities LLC04-15-2019
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.