Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Page Federer IIJ.P. Morgan Securities LLCAdvanced Equities, Inc.07-26-2010
Panagiotis Peter ErmogenousJ.P. Morgan Securities LLCAegis Capital Corp.03-11-2016
Kevin Robert StammJ.P. Morgan Securities LLCAegis Capital Corp.06-17-2013
Anthony Joseph Zizzamia Jr.J.P. Morgan Securities LLCAK Capital LLC09-13-2013
Antoine Elias KaroutJ.P. Morgan Securities LLCAlexander Capital, L.P.05-04-2015
Henry Keith SnyderJ.P. Morgan Securities LLCAllianceBernstein L.P.01-05-2018
Naftoli HorowitzJ.P. Morgan Securities LLCAllianceBernstein L.P.$15002-04-2015
Madelyn Robin MillerJ.P. Morgan Securities LLCAllianceBernstein L.P.$15009-10-2012
Todd R. RichmanJ.P. Morgan Securities LLCAllianceBernstein L.P.01-23-2012
Wade CanterJ.P. Morgan Securities LLCAllianceBernstein L.P.07-28-2011
Marcus Foster KlineJ.P. Morgan Securities LLCAllianceBernstein L.P.$10003-28-2011
Marlon Anthony BustosJ.P. Morgan Securities LLCAllianceBernstein L.P.$10003-28-2011
Scott W. ZemachsonJ.P. Morgan Securities LLCAllianceBernstein L.P.$50003-28-2011
Scott Patrick McwilliamsJ.P. Morgan Securities LLCAllianz Global Investors Distributors LLC01-13-2017
Wenji ZouJ.P. Morgan Securities LLCAllied Millennial Partners, LLC03-07-2016
Nicole Alexandra PalladinoJ.P. Morgan Securities LLCAllied Millennial Partners, LLC02-12-2015
Ho Kyung JungJ.P. Morgan Securities LLCAllied Millennial Partners, LLC09-29-2014
Jose Rafael MarmolJ.P. Morgan Securities LLCAmerican Capital Partners, LLC11-16-2016
Robert John RossettiJ.P. Morgan Securities LLCAmerican Portfolios Advisors, Inc$10005-03-2016
Basil HusseinJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.10-01-2019
George Joseph LesnikJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$50006-07-2018
Joseph Nicholas MazzuccoJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$10005-09-2016
Gregory Malcolm FerdinandJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$50002-06-2015
Elaine Constance FreemanJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$25002-13-2014
Ulugbek KhashimovJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.12-02-2013
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Showing 1 to 25 of 836 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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