Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lee RoweJ.P. Morgan Securities LLCMorgan Stanley$15001-31-2020
Philip DamJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.12-20-2019
Pieter BurhansJ.P. Morgan Securities LLCMorgan Stanley12-14-2019
Nicholas E DabrownyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2019
Jorge Luis GonzalezJ.P. Morgan Securities LLCLPL Financial LLC11-13-2019
David Kyle HerringtonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2019
Jeffrey Stewart AxfordJ.P. Morgan Securities LLCTD Ameritrade, Inc.10-25-2019
Natasha MitraJ.P. Morgan Securities LLCCiti Private Advisory, LLC10-23-2019
Frank ManzoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2019
Elvin RamicJ.P. Morgan Securities LLCCapital One Investing, LLC10-15-2019
Joseph SanteramoJ.P. Morgan Securities LLCSantander Securities LLC10-14-2019
Jason Keith MairowitzJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2019
Franklin CoronadoJ.P. Morgan Securities LLCTD Ameritrade, Inc.10-03-2019
Clement Clive SproutJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2019
Alec ChernenkoJ.P. Morgan Securities LLCPruco Securities, LLC.10-01-2019
Basil HusseinJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.10-01-2019
Jesse J. FlintonJ.P. Morgan Securities LLCCitizens Securities, Inc.09-26-2019
Marcia MacneillJ.P. Morgan Securities LLCNYLIFE Securities LLC09-21-2019
Daniel ManciniJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Gabriella CatsicasJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC09-20-2019
Adrian HuertaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2019
Luis Manuel JimenezJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-17-2019
Tabari Travis LintonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-13-2019
Charles Michael AbbottJ.P. Morgan Securities LLCLPL Financial LLC09-13-2019
Julie Zhangzhu Zhangzhu HowardJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.