Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jordan ZipperJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$1002-13-2009
Joseph Luis DuarteJ.P. Morgan Securities LLCJoseph Gunnar & Co. LLC02-24-2009
John Brian Kelly II, Robert Winston KellyJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$7503-05-2009
John Brian Kelly Sr.J.P. Morgan Securities LLCCitigroup Global Markets Inc.03-05-2009
Patrick John KellyJ.P. Morgan Securities LLCBanc of America Investment Services, Inc.05-28-2009
Nana Bemah AdaeJ.P. Morgan Securities LLCBarclays Capital Inc.06-15-2009
Murali Mvrali BalasubramanianJ.P. Morgan Securities LLCEHCP Corporate Finance, LLC12-15-2009
John LaurinoJ.P. Morgan Securities LLCBarclays Capital Inc.01-26-2010
Ruth Faye FialkoJ.P. Morgan Securities LLCMorgan Stanley$15002-05-2010
George Patrick SloaneJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-30-2010
Katherine Jean GinsburgJ.P. Morgan Securities LLCBanc of America Securities LLC04-19-2010
John Millard FriedmanJ.P. Morgan Securities LLCMorgan Stanley05-07-2010
Gregory Devereaux StewartJ.P. Morgan Securities LLCUBS Financial Services Inc.$15006-11-2010
Barry TuckerJ.P. Morgan Securities LLCUBS Financial Services Inc.06-11-2010
Justin M. KastanJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.07-12-2010
Kevin Dean MorrisonJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-07-2010
Blake David EmersonJ.P. Morgan Securities LLCMacquarie Capital (USA) Inc.09-29-2010
Marcus Foster KlineJ.P. Morgan Securities LLCAllianceBernstein L.P.03-28-2011
Scott W. ZemachsonJ.P. Morgan Securities LLCAllianceBernstein L.P.03-28-2011
Robert Leo Holland Jr.J.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Richard B. Goodwyn Jr.J.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
David Philip EderJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-29-2011
Sean Kennedy ReganJ.P. Morgan Securities LLCBarclays Capital Inc.06-03-2011
Brian Patrick DriscollJ.P. Morgan Securities LLCBarclays Capital Inc.$15009-22-2011
Nancy J. MalamedJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.10-20-2011
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Showing 1 to 25 of 781 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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