Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lance A CharmontJ.P. Morgan Securities LLCCiti Private Advisory, LLC09-04-2019
James Gerard LynchJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-10-2019
Christopher Stephen Devlin Jr.J.P. Morgan Securities LLCAXA Advisors, LLC07-02-2019
Christina Lorraine GetzJ.P. Morgan Securities LLCPark Avenue Securities LLC06-19-2019
Anu Kumar SharmaJ.P. Morgan Securities LLCMorgan Stanley06-07-2019
William BritoJ.P. Morgan Securities LLCNewbridge Securities Corporation05-30-2019
Colin O'MalleyJ.P. Morgan Securities LLCPruco Securities, LLC.05-22-2019
Graziano Frank RotelliniJ.P. Morgan Securities LLCAXA Advisors, LLC05-16-2019
Vionca Layosha Murray-SaxonJ.P. Morgan Securities LLCFidelity Brokerage Services LLC05-10-2019
Devona J'Heir WiseJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-10-2019
Babatunde Micheal AiyegbusiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
John Cerulli Jr.J.P. Morgan Securities LLCPruco Securities, LLC.01-16-2019
Daniel ChisenaJ.P. Morgan Securities LLCMML Investors Services, LLC01-10-2019
Ekaterini FerentinosJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Sadik GokcilJ.P. Morgan Securities LLCSantander Securities LLC01-09-2019
Gregory Paul CaragineJ.P. Morgan Securities LLCPIMCO Investments LLC01-08-2019
Charles Anthony SamsJ.P. Morgan Securities LLCMML Investors Services, LLC12-12-2018
Anthony Michael ReboliniJ.P. Morgan Securities LLCAXA Advisors, LLC12-12-2018
Dmitry KonnovJ.P. Morgan Securities LLCMML Investors Services, LLC12-07-2018
Sarbjit KaurJ.P. Morgan Securities LLCPFS Investments Inc.11-28-2018
Skye TaberJ.P. Morgan Securities LLCMercer Allied Company, L.P.11-09-2018
Dale M FortugnoJ.P. Morgan Securities LLCIvy Securities, Inc.11-06-2018
Esteban A. MunozJ.P. Morgan Securities LLCKey Investment Services LLC11-06-2018
Rashad SharifJ.P. Morgan Securities LLCPNC Investments11-02-2018
Kyle Patrick McDonoughJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-05-2018
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Showing 1 to 25 of 781 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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